Declaration Certificate For Self-Certified Sophisticated Investors

Statement for Self-Certified Sophisticated Investor

  • I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;The content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;By signing this statement I may lose significant rights;
  • I may have no right to complain to either of the following.
  • i.the Financial Conduct Authority; or
    ii. the Financial Ombudsman Scheme; and
  • I may have no right to seek compensation from the Financial Services Compensation Scheme.
  • I am a self-certified sophisticated investor because at least one of the following applies:
  • I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
  • I have made more than one investment in an unlisted company in the two years prior to the date below;
  • I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
  • I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.
  • I accept that I can lose my property and other assets invested from making investment decisions based on financial promotions.
  • I am aware that it is open to me to seek advice from someone who specialises in advising on investments.



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